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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY6+ years Service code 27 · EIN 26-4310632 | Advisory (Plan) | $35,071 |
Service code 37 · EIN 04-2647786 OPERATIONS COMPANY, INC. · COVINGTON, KY 41015 | Loan Processing | $11,220 |
Filed as: ABERDEEN Service code 28 | Investment Management | $0 |
AB FUNDS4 years Filed as: ALLIANCE BERNSTEIN Service code 28 | Investment Management | $0 |
AMERICAN CENTURY1 year Service code 28 | Investment Management | $0 |
AMERICAN FUNDS1 year Service code 28 | Investment Management | $0 |
BLACKROCK4 years Service code 28 | Investment Management | $0 |
THE BANK OF NEW YORK MELLON2 years Filed as: BNY MELLON Service code 28 | Investment Management | $0 |
CARILLON FAMILY OF FUNDS4 years Service code 28 | Investment Management | $0 |
COHEN & STEERS4 years Service code 28 | Investment Management | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $68,374 | $73,638-7.1% | $95,960-28.7% | $73,493-7.0% |
| Participation rate | 63.6% | 76.2%-12.6pp | 77.1%-13.5pp | 70.7%-7.1pp |
| Annual return | 13.05% | 16.78%-3.7pp | 91.63%-78.6pp | 28.51%-15.5pp |
| Employer contribution / active EE | $1,988 | $1,863+6.7% | $2,541-21.8% | $2,270-12.4% |
| Participant deferral / active EE | $3,471 | $3,617-4.0% | $4,167-16.7% | $3,740-7.2% |
| Admin fee / account holder | $77 | $482-83.9% | $6,797-98.9% | $513-84.9% |