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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY3+ years Service code 55 | Other Commissions | $3,722 |
Service code 28 · EIN 04-2647786 OPERATIONS COMPANY, INC. · COVINGTON, KY 41015 | Investment Management | $1,625 |
Filed as: ABERDEEN Service code 28 | Investment Management | $0 |
AB FUNDS1 year Filed as: ALLIANCE BERNSTEIN Service code 28 | Investment Management | $0 |
BLACKROCK1 year Service code 28 | Investment Management | $0 |
CARILLON FAMILY OF FUNDS1 year Service code 28 | Investment Management | $0 |
COHEN & STEERS1 year Service code 28 | Investment Management | $0 |
COLUMBIA1 year Service code 28 | Investment Management | $0 |
DOUBLELINE CAPITAL LP1 year Filed as: DOUBLELINE Service code 28 | Investment Management | $0 |
Filed as: DREYFUS Service code 28 | Investment Management | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $46,675 | $64,909-28.1% | $82,312-43.3% | $62,293-25.1% |
| Participation rate | 59.6% | 74.9%-15.2pp | 76.9%-17.3pp | 69.5%-9.9pp |
| Annual return | 18.47% | 21.18%-2.7pp | 25.88%-7.4pp | 28.90%-10.4pp |
| Employer contribution / active EE | $1,863 | $1,676+11.1% | $2,428-23.3% | $2,042-8.8% |
| Participant deferral / active EE | $2,906 | $3,103-6.4% | $3,706-21.6% | $3,169-8.3% |
| Admin fee / account holder | $13 | $440-97.0% | $5,608-99.8% | $479-97.2% |