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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY5+ years Service code 27 · EIN 26-4310632 | Advisory (Plan) | $32,531 |
Service code 28 · EIN 04-2647786 OPERATIONS COMPANY, INC. · COVINGTON, KY 41015 | Investment Management | $1,469 |
Filed as: ABERDEEN Service code 28 | Investment Management | $0 |
AB FUNDS3 years Filed as: ALLIANCE BERNSTEIN Service code 28 | Investment Management | $0 |
BLACKROCK3 years Service code 28 | Investment Management | $0 |
Filed as: BNY MELLON Service code 28 | Investment Management | $0 |
CARILLON FAMILY OF FUNDS3 years Service code 28 | Investment Management | $0 |
COHEN & STEERS3 years Service code 28 | Investment Management | $0 |
COLUMBIA3 years Service code 28 | Investment Management | $0 |
EATON VANCE3 years Service code 28 | Investment Management | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $57,165 | $65,376-12.6% | $87,104-34.4% | $65,185-12.3% |
| Participation rate | 61.9% | 75.3%-13.5pp | 76.9%-15.0pp | 70.2%-8.3pp |
| Annual return | 23.02% | 31.27%-8.3pp | 28.19%-5.2pp | 29.38%-6.4pp |
| Employer contribution / active EE | $1,892 | $1,822+3.8% | $2,521-25.0% | $2,177-13.1% |
| Participant deferral / active EE | $3,291 | $3,388-2.9% | $4,048-18.7% | $3,514-6.3% |
| Admin fee / account holder | $10 | $520-98.0% | $7,491-99.9% | $847-98.8% |