Filed March 13, 2013 (most recent of 5 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
KB FINANCIAL PARTNERS, LLC7+ years Filed as: KB FINANCIAL PARTNERS LLC Service code 26 · EIN 52-2220344 | Advisory (Participants) | $16,492 |
46 PEAKS INVESTMENT2 years Service code 26 · EIN 84-3666725 | Advisory (Participants) | $10,072 |
GOULD ASSET MANAGEMENT LLC7+ years Service code 26 · EIN 95-4738705 | Advisory (Participants) | $7,536 |
CHARLES SCHWAB & CO., INC.7+ years Service code 33 · EIN 94-1737782 | Securities brokerage; Shareholder ser... | $4,780 |
CHARLES SCHWAB & CO., INC.3 years Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $379,673 | $104,336+263.9% | $159,495+138.0% | $86,828+337.3% |
| Participation rate | 65.5% | 77.7%-12.2pp | 82.8%-17.3pp | 72.3%-6.8pp |
| Annual return | 21.61% | 26.32%-4.7pp | 263.72%-242.1pp | 97.95%-76.3pp |
| Employer contribution / active EE | $0 | $3,451-100.0% | $4,831-100.0% | $2,406-100.0% |
| Participant deferral / active EE | $10,194 | $6,837+49.1% | $7,354+38.6% | $4,132+146.7% |
| Admin fee / account holder | $49 | $172-71.5% | $10,804-99.5% | $170-71.1% |