Filed March 13, 2013 (most recent of 5 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
KB FINANCIAL PARTNERS, LLC5+ years Filed as: KB FINANCIAL PARTNERS LLC Service code 26 · EIN 52-2220344 | Advisory (Participants) | $19,024 |
GOULD ASSET MANAGEMENT LLC5+ years Service code 26 · EIN 95-4738705 | Advisory (Participants) | $6,753 |
CHARLES SCHWAB & CO., INC.5+ years Service code 33 · EIN 94-1737782 | Securities brokerage; Float revenue; ... | $3,604 |
Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $309,237 | $88,122+250.9% | $141,162+119.1% | $67,579+357.6% |
| Participation rate | 67.6% | 76.5%-8.8pp | 82.5%-14.8pp | 71.3%-3.6pp |
| Annual return | 30.70% | 75.40%-44.7pp | 71.39%-40.7pp | 378.56%-347.9pp |
| Employer contribution / active EE | $1 | $3,224-100.0% | $4,735-100.0% | $2,148-100.0% |
| Participant deferral / active EE | $9,464 | $5,958+58.9% | $6,709+41.1% | $3,539+167.4% |
| Admin fee / account holder | $50 | $131-62.0% | $10,261-99.5% | $142-65.0% |