Filed March 13, 2013 (most recent of 5 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
KB FINANCIAL PARTNERS, LLC4+ years Filed as: KB FINANCIAL PARTNERS LLC Service code 26 · EIN 52-2220344 | Advisory (Participants) | $28,385 |
GOULD ASSET MANAGEMENT LLC4+ years Service code 26 · EIN 95-4738705 | Advisory (Participants) | $6,495 |
CHARLES SCHWAB & CO., INC.4+ years Service code 33 · EIN 94-1737782 | Float revenue; Direct payment from th... | $3,163 |
CHARLES SCHWAB & CO., INC.4+ years Filed as: CHARLES SCHWAB & CO. AND AFFILIATES Service code 59 | Shareholder Servicing | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $250,816 | $75,388+232.7% | $123,544+103.0% | $55,725+350.1% |
| Participation rate | 66.2% | 75.7%-9.5pp | 82.3%-16.1pp | 70.9%-4.6pp |
| Annual return | 5.03% | 4.48%+0.5pp | 119.20%-114.2pp | 244.93%-239.9pp |
| Employer contribution / active EE | $0 | $3,063-100.0% | $4,628-100.0% | $2,078-100.0% |
| Participant deferral / active EE | $8,968 | $5,651+58.7% | $6,426+39.6% | $3,356+167.3% |
| Admin fee / account holder | $54 | $120-54.9% | $9,284-99.4% | $115-53.1% |