Filed March 13, 2013 (most recent of 5 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
KB FINANCIAL PARTNERS, LLC6+ years Filed as: KB FINANCIAL PARTNERS LLC Service code 26 · EIN 52-2220344 | Advisory (Participants) | $18,434 |
GOULD ASSET MANAGEMENT LLC6+ years Service code 26 · EIN 95-4738705 | Advisory (Participants) | $6,911 |
46 PEAKS INVESTMENT1 year Service code 26 · EIN 84-3666725 | Advisory (Participants) | $6,800 |
CHARLES SCHWAB & CO., INC.6+ years Service code 33 · EIN 94-1737782 | Direct payment from the plan; Securit... | $6,314 |
CHARLES SCHWAB & CO., INC.2 years Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $335,572 | $127,481+163.2% | $149,696+124.2% | $90,288+271.7% |
| Participation rate | 59.9% | 78.2%-18.3pp | 82.5%-22.6pp | 73.4%-13.4pp |
| Annual return | 13.11% | 57.78%-44.7pp | 276.60%-263.5pp | 53.97%-40.9pp |
| Employer contribution / active EE | $0 | $3,448-100.0% | $4,644-100.0% | $2,524-100.0% |
| Participant deferral / active EE | $8,840 | $6,975+26.7% | $6,842+29.2% | $4,232+108.9% |
| Admin fee / account holder | $51 | $152-66.6% | $9,309-99.5% | $114-55.5% |