Filed March 13, 2013 (most recent of 5 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
KB FINANCIAL PARTNERS, LLC1+ years Filed as: KB FINANCIAL PARTNERS LLC Service code 26 · EIN 52-2220344 | Advisory (Participants) | $21,023 |
GOULD ASSET MANAGEMENT LLC1+ years Service code 26 · EIN 95-4738705 | Advisory (Participants) | $5,559 |
CHARLES SCHWAB & CO., INC.1+ years Service code 33 · EIN 94-1737782 | Float revenue; Securities brokerage c... | $3,424 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB & CO. AND AFFILIATES Service code 59 | Shareholder Servicing | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $177,510 | $88,324+101.0% | $115,037+54.3% | $55,191+221.6% |
| Participation rate | 66.4% | 72.5%-6.2pp | 81.4%-15.0pp | 69.2%-2.8pp |
| Annual return | 1.14% | 6.30%-5.2pp | 26.14%-25.0pp | 10.78%-9.6pp |
| Employer contribution / active EE | $0 | $2,805-100.0% | $4,608-100.0% | $1,899-100.0% |
| Participant deferral / active EE | $8,314 | $5,042+64.9% | $6,026+38.0% | $3,046+172.9% |
| Admin fee / account holder | $35 | $105-66.4% | $8,175-99.6% | $91-61.0% |