Filed March 13, 2013 (most recent of 5 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
KB FINANCIAL PARTNERS, LLC8+ years Filed as: KB FINANCIAL PARTNERS LLC Service code 26 · EIN 52-2220344 | Advisory (Participants) | $17,183 |
46 PEAKS INVESTMENT3 years Service code 26 · EIN 84-3666725 | Advisory (Participants) | $9,776 |
GOULD ASSET MANAGEMENT LLC8+ years Service code 26 · EIN 95-4738705 | Advisory (Participants) | $7,386 |
CHARLES SCHWAB & CO., INC.8+ years Service code 33 · EIN 94-1737782 | Float revenue; Securities brokerage c... | $3,234 |
CHARLES SCHWAB & CO., INC.4 years Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $311,744 | $95,388+226.8% | $125,339+148.7% | $77,904+300.2% |
| Participation rate | 64.2% | 78.6%-14.4pp | 82.4%-18.2pp | 73.7%-9.5pp |
| Annual return | -10.48% | 116.19%-126.7pp | 572.05%-582.5pp | 12.21%-22.7pp |
| Employer contribution / active EE | $0 | $3,666-100.0% | $4,814-100.0% | $2,848-100.0% |
| Participant deferral / active EE | $10,517 | $7,711+36.4% | $7,446+41.2% | $4,806+118.8% |
| Admin fee / account holder | $47 | $119-60.2% | $10,010-99.5% | $133-64.3% |