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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 47-0098400 | Participant loan processing; Particip... | $1,191,999 |
Filed as: PRESTIGE EMPLOYEE ADMINISTRATORS, I Service code 12 · EIN 11-3448580 | Other fees; Claims processing; Direct... | $141,067 |
IHT WEALTH MANAGEMENT LLC3 years Service code 33 · EIN 32-8764791 | Securities brokerage commissions and ... | $105,535 |
BKS RETIREMENT SERVICES1 year Filed as: BKS FINANCIAL INVESTMENTS LLC Service code 17 · EIN 84-1921272 | Pension Consulting | $100,122 |
CHARLES SCHWAB & CO., INC.2 years Filed as: CHARLES SCHWAB BANK Service code 19 · EIN 82-3967259 | Securities Custodian | $54,604 |
SIGNATURE ESTATE & INVESTMENT9+ years Filed as: SIGNATURE SECURITIES GROUP Service code 27 · EIN 13-4120476 | Advisory (Plan) | $29,632 |
EQUITABLE ADVISORS LLC2 years Filed as: EQUITABLE ADVISORS, LLC Service code 33 · EIN 13-4071393 | Direct payment from the plan; Securit... | $12,638 |
STRATOS WEALTH PARTNERS1 year Filed as: STRATOS WEALTH PARTNERS, LTD. Service code 27 · EIN 27-5273468 | Advisory (Plan) | $7,761 |
Service code 19 | Securities Custodian | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $51,030 | $36,489+39.8% | $80,648-36.7% | $103,590-50.7% |
| Participation rate | 62.2% | 39.1%+23.1pp | 67.0%-4.8pp | 73.3%-11.1pp |
| Annual return | 29.61% | 64.53%-34.9pp | 937.21%-907.6pp | 33.13%-3.5pp |
| Employer contribution / active EE | $2,057 | $1,018+102.1% | $2,724-24.5% | $3,213-36.0% |
| Participant deferral / active EE | $5,520 | $2,389+131.0% | $4,443+24.2% | $5,214+5.9% |
| Admin fee / account holder | $235 | $479-50.8% | $5,382-95.6% | $114+106.3% |