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| Provider | Service type | Compensation |
|---|---|---|
BLUESTAR RETIREMENT SERVICES7+ years Service code 12 · EIN 59-3092339 | Contract Administrator; Recordkeeping... | $729,636 |
BKS RETIREMENT SERVICES2 years Service code 17 · EIN 84-1921272 | Pension Consulting | $93,957 |
PRESTIGE EMPLOYEE ADMINISTRATORS7+ years Service code 12 · EIN 11-3448580 | Other fees; Other services; Recordkee... | $80,695 |
Service code 33 · EIN 32-8764791 | Securities brokerage; Direct payment ... | $77,662 |
CHARLES SCHWAB & CO., INC.2 years Filed as: CHARLES SCHWAB TRUST BANK Service code 19 · EIN 82-3967259 | Securities Custodian | $27,945 |
SIGNATURE ESTATE & INVESTMENT7+ years Filed as: SIGNATURE SECURITIES GROUP Service code 26 · EIN 13-4120476 | Advisory (Participants) | $25,772 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $57,796 | $122,114-52.7% | $96,192-39.9% | $101,555-43.1% |
| Participation rate | 54.6% | 40.2%+14.4pp | 68.4%-13.9pp | 74.5%-20.0pp |
| Annual return | 38.60% | 22.60%+16.0pp | 192.09%-153.5pp | 21.00%+17.6pp |
| Employer contribution / active EE | $1,140 | $938+21.5% | $2,799-59.3% | $2,972-61.7% |
| Participant deferral / active EE | $4,191 | $2,166+93.5% | $4,351-3.7% | $4,874-14.0% |
| Admin fee / account holder | $257 | $1,652-84.5% | $5,539-95.4% | $139+84.1% |