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| Provider | Service type | Compensation |
|---|---|---|
BLUESTAR RETIREMENT SERVICES5+ years Service code 13 · EIN 59-3092339 | Contract Administrator | $419,977 |
PRESTIGE EMPLOYEE ADMINISTRATORS5+ years Service code 14 · EIN 11-3448580 | Plan Administrator | $56,938 |
TD AMERITRADE, INC.5+ years Filed as: TD AMERITRADE TRUST COMPANY Service code 19 · EIN 20-0937408 | Securities Custodian | $53,427 |
FIDUCIARY INVESTMENT ADVISORS5+ years Filed as: FIDUCIARY PARTNERS INVESTMENT CONSU Service code 26 · EIN 26-1370206 | Advisory (Participants) | $39,914 |
Service code 16 · EIN 51-0595589 | Consulting | $39,914 |
PRIVATE ADVISOR GROUP LLC2 years Filed as: PRIVATE ADVISOR GROUP Service code 26 · EIN 27-3463733 | Advisory (Participants) | $29,169 |
SIGNATURE ESTATE & INVESTMENT5+ years Filed as: SIGNATURE SECURITIES GROUP Service code 26 · EIN 13-4120476 | Advisory (Participants) | $16,742 |
DANIEL H. COOK ASSOCIATES, INC5+ years Filed as: DANIEL NESSIM Service code 26 40 CUTTERMILL ROAD, SUITE 205 · GREAT NECK, NY 11021 | Advisory (Participants) | $9,489 |
TIM KELLY5+ years Service code 26 38 FINN AVENUE · NEWFIELDS, NH 03856 | Advisory (Participants) | $8,629 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $49,564 | $41,617+19.1% | $84,637-41.4% | $77,775-36.3% |
| Participation rate | 57.1% | 45.0%+12.1pp | 68.2%-11.1pp | 73.2%-16.1pp |
| Annual return | 44.28% | 24.97%+19.3pp | 258.82%-214.5pp | 32.58%+11.7pp |
| Employer contribution / active EE | $1,007 | $1,061-5.1% | $2,653-62.1% | $2,504-59.8% |
| Participant deferral / active EE | $3,801 | $2,129+78.6% | $3,900-2.5% | $3,966-4.2% |
| Admin fee / account holder | $279 | $121+130.6% | $4,914-94.3% | $100+178.8% |