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| Provider | Service type | Compensation |
|---|---|---|
Filed as: ADVISED ASSETS GROUP, LLC Service code 26 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Advisory (Participants) | $890,174 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $379,075 |
Filed as: CAPFINANCIAL PARTNERS LLC DBA CAPTR Service code 27 4208 SIX FORKS RD STE 1700 · RALEIGH, NC 27609 | Advisory (Plan) | $196,566 |
Filed as: MORGAN LEWIS & BOCKIUS LLP Service code 29 1701 MARKET ST · PHILADELPHIA, PA 191032921 | Legal | $12,749 |
Filed as: GWFS EQUITIES INC Service code 33 8515 E ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Distribution (12b-1) fees; Shareholde... | $2,075 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $166,557 | $144,879+15.0% | $111,319+49.6% | $93,010+79.1% |
| Participation rate | 95.3% | 86.1%+9.2pp | 77.3%+18.0pp | 73.9%+21.4pp |
| Annual return | 16.17% | 18.11%-1.9pp | 54.68%-38.5pp | 158.70%-142.5pp |
| Employer contribution / active EE | $6,967 | $3,052+128.3% | $2,732+155.0% | $2,705+157.5% |
| Participant deferral / active EE | $9,358 | $5,576+67.8% | $4,488+108.5% | $4,561+105.2% |
| Admin fee / account holder | $227 | $104+119.3% | $7,966-97.1% | $152+49.7% |