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| Provider | Service type | Compensation |
|---|---|---|
Filed as: ADVISED ASSETS GROUP, LLC Service code 26 · EIN 84-1532243 | Advisory (Participants) | $689,924 |
Filed as: GWFS EQUITIES INC Service code 15 8515 E ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping | $349,315 |
CAPFINANCIAL PARTNERS LLC3 years Service code 27 4208 SIX FORKS RD STE 1700 · RALEIGH, NC 27609 | Advisory (Plan) | $87,550 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $126,282 | $105,173+20.1% | $87,102+45.0% | $77,775+62.4% |
| Participation rate | 95.5% | 85.8%+9.7pp | 76.9%+18.6pp | 73.2%+22.3pp |
| Annual return | 23.85% | 24.52%-0.7pp | 28.19%-4.3pp | 32.58%-8.7pp |
| Employer contribution / active EE | $6,270 | $2,890+116.9% | $2,521+148.7% | $2,504+150.4% |
| Participant deferral / active EE | $8,565 | $5,048+69.7% | $4,048+111.6% | $3,966+116.0% |
| Admin fee / account holder | $175 | $105+67.3% | $7,493-97.7% | $100+74.8% |