Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: ADVISED ASSETS GROUP, LLC Service code 26 · EIN 84-1532243 | Advisory (Participants) | $486,603 |
Service code 15 · EIN 84-0467907 | Recordkeeping | $357,375 |
Filed as: NEW YORK LIFE Service code 23 · EIN 13-5582869 | Investment management fees paid direc... | $129,793 |
CAPFINANCIAL PARTNERS LLC2+ years Filed as: CAPTRUST FINANCIAL ADVISORS Service code 27 · EIN 26-0058143 | Advisory (Plan) | $63,750 |
BAKER TILLY US, LLP2+ years Filed as: BAKER TILLY VIRCHOW KRAUSE LLP Service code 10 · EIN 11-3046497 | Accounting | $10,000 |
OLYMPUS HOLDINGS, LLC1 year Filed as: OLYMPUS CORPORATION Service code 14 · EIN 11-3046497 | Plan Administrator | $7,000 |
Filed as: J.P.MORGAN SECURITIES LLC Service code 33 · EIN 13-4110995 | Shareholder servicing fees; Direct pa... | $2,198 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $96,267 | $80,211+20.0% | $74,184+29.8% | $63,975+50.5% |
| Participation rate | 91.9% | 84.2%+7.7pp | 76.6%+15.2pp | 71.1%+20.7pp |
| Annual return | 7.61% | 14.13%-6.5pp | 17.74%-10.1pp | 48.65%-41.0pp |
| Employer contribution / active EE | $5,443 | $2,553+113.2% | $2,370+129.6% | $2,182+149.5% |
| Participant deferral / active EE | $7,330 | $4,370+67.7% | $3,550+106.5% | $3,356+118.4% |
| Admin fee / account holder | $150 | $67+123.4% | $5,586-97.3% | $70+113.1% |