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| Provider | Service type | Compensation |
|---|---|---|
Filed as: ADVISED ASSETS GROUP, LLC Service code 26 · EIN 84-1532243 | Advisory (Participants) | $652,241 |
Filed as: GREAT-WEST LIFE & ANNUITY INS. CO Service code 15 · EIN 84-0467907 | Recordkeeping | $468,016 |
CAPFINANCIAL PARTNERS LLC2 years Service code 27 4208 SIX FORKS RD STE 1700 · RALEIGH, NC 27609 | Advisory (Plan) | $106,790 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $105,079 | $78,852+33.3% | $76,768+36.9% | $75,289+39.6% |
| Participation rate | 93.3% | 85.0%+8.3pp | 77.0%+16.4pp | 72.4%+20.9pp |
| Annual return | -4.29% | -1.29%-3.0pp | 2.43%-6.7pp | -0.04%-4.2pp |
| Employer contribution / active EE | $6,025 | $2,794+115.6% | $2,485+142.4% | $2,405+150.5% |
| Participant deferral / active EE | $8,075 | $4,800+68.2% | $3,852+109.6% | $3,739+116.0% |
| Admin fee / account holder | $198 | $79+150.4% | $6,676-97.0% | $102+93.3% |