Filed February 5, 2018 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Participant loan processing; Float re... | $43,995 |
Filed as: SIGNATURE SECURITIES GROUP Service code 16 · EIN 13-3689044 | Consulting | $14,588 |
CERINI & ASSOCIATES LLP7 years Filed as: CERINI & ASSOCIATES, LLP Service code 10 · EIN 11-3066459 | Accounting | $10,500 |
NATIONAL FINANCIAL SERVICES8 years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $27,578 | $50,919-45.8% | $155,556-82.3% | $77,762-64.5% |
| Participation rate | 27.8% | 63.1%-35.3pp | 78.2%-50.4pp | 70.6%-42.8pp |
| Annual return | 10.17% | 34.84%-24.7pp | 64.84%-54.7pp | 31.27%-21.1pp |
| Employer contribution / active EE | $0 | $1,991-100.0% | $4,675-100.0% | $2,728-100.0% |
| Participant deferral / active EE | $1,254 | $2,824-55.6% | $5,631-77.7% | $4,651-73.0% |
| Admin fee / account holder | $171 | $437-61.0% | $15,885-98.9% | $433-60.6% |