Filed February 5, 2018 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Direct payment from the plan; Investm... | $43,995 |
Filed as: SIGNATURE SECURITIES GROUP Service code 16 · EIN 13-3689044 | Consulting | $14,588 |
CERINI & ASSOCIATES LLP7 years Filed as: CERINI & ASSOCIATES, LLP Service code 10 · EIN 11-3066459 | Accounting | $10,500 |
NATIONAL FINANCIAL SERVICES8 years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $27,578 | $50,820-45.7% | $155,567-82.3% | $77,671-64.5% |
| Participation rate | 27.8% | 63.1%-35.3pp | 78.2%-50.4pp | 70.6%-42.7pp |
| Annual return | 10.17% | 34.85%-24.7pp | 64.74%-54.6pp | 31.21%-21.0pp |
| Employer contribution / active EE | $0 | $1,993-100.0% | $4,674-100.0% | $2,726-100.0% |
| Participant deferral / active EE | $1,254 | $2,823-55.6% | $5,628-77.7% | $4,648-73.0% |
| Admin fee / account holder | $171 | $436-60.9% | $15,916-98.9% | $430-60.4% |