Filed February 5, 2018 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Recordkeeping fees; Sales loads (fron... | $29,252 |
Filed as: SIGNATURE SECURITIES GROUP CORP. Service code 16 1177 AVENUE OF THE AMERICAS · NEW YORK, NY 10036 | Consulting | $9,995 |
CERINI & ASSOCIATES LLP1 year Filed as: CERINI & ASSOCIATES, LLP Service code 10 · EIN 11-3066459 | Accounting | $6,138 |
NATIONAL FINANCIAL SERVICES2 years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $38,312 | $37,196+3.0% | $154,111-75.1% | $55,725-31.2% |
| Participation rate | 18.8% | 64.1%-45.3pp | 83.0%-64.2pp | 70.9%-52.0pp |
| Annual return | -0.98% | 1319.68%-1320.7pp | 735.18%-736.2pp | 244.93%-245.9pp |
| Employer contribution / active EE | $0 | $1,614-100.0% | $5,298-100.0% | $2,078-100.0% |
| Participant deferral / active EE | $702 | $2,068-66.0% | $5,081-86.2% | $3,356-79.1% |
| Admin fee / account holder | $183 | $102+80.1% | $13,411-98.6% | $115+58.8% |