Filed February 5, 2018 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Participant communication; Recordkeep... | $35,629 |
Filed as: SIGNATURE SECURITIES GROUP Service code 16 | Consulting | $11,702 |
CERINI & ASSOCIATES LLP6 years Filed as: CERINI & ASSOCIATES, LLP Service code 10 · EIN 11-3066459 | Accounting | $11,250 |
NATIONAL FINANCIAL SERVICES7 years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $25,748 | $47,135-45.4% | $149,717-82.8% | $74,440-65.4% |
| Participation rate | 27.2% | 63.4%-36.2pp | 78.8%-51.5pp | 70.7%-43.5pp |
| Annual return | 12.10% | 22.75%-10.7pp | 134.41%-122.3pp | 34.37%-22.3pp |
| Employer contribution / active EE | $0 | $1,906-100.0% | $4,820-100.0% | $2,638-100.0% |
| Participant deferral / active EE | $1,174 | $2,728-57.0% | $5,682-79.3% | $4,529-74.1% |
| Admin fee / account holder | $157 | $343-54.1% | $13,213-98.8% | $348-54.8% |