Filed February 5, 2018 (most recent of 2 filings on file)
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Sales loads (front end and deferred);... | $23,013 |
Filed as: SIGNATURE SECURITIES GROUP CORP Service code 16 | Consulting | $7,536 |
Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $43,974 | $46,173-4.8% | $170,435-74.2% | $69,631-36.8% |
| Participation rate | 16.2% | 63.9%-47.7pp | 83.6%-67.4pp | 70.7%-54.5pp |
| Annual return | 12.42% | 21.62%-9.2pp | 205.94%-193.5pp | 27571.02%-27558.6pp |
| Employer contribution / active EE | $0 | $1,610-100.0% | $5,432-100.0% | $2,032-100.0% |
| Participant deferral / active EE | $670 | $2,080-67.8% | $4,939-86.4% | $3,224-79.2% |
| Admin fee / account holder | $169 | $116+45.3% | $13,881-98.8% | $110+52.6% |