Filed February 5, 2018 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Finders' fees / placement fees; Float... | $31,718 |
Filed as: SIGNATURE SECURITIES GROUP CORP. Service code 16 1177 AVENUE OF THE AMERICAS · NEW YORK, NY 10036 | Consulting | $10,954 |
CERINI & ASSOCIATES LLP2 years Filed as: CERINI & ASSOCIATES, LLP Service code 10 · EIN 11-3066459 | Accounting | $8,400 |
NATIONAL FINANCIAL SERVICES3 years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $38,876 | $62,928-38.2% | $172,752-77.5% | $67,579-42.5% |
| Participation rate | 21.0% | 64.5%-43.4pp | 82.6%-61.6pp | 71.3%-50.2pp |
| Annual return | 13.65% | 30.36%-16.7pp | 802.97%-789.3pp | 378.56%-364.9pp |
| Employer contribution / active EE | $0 | $1,636-100.0% | $5,144-100.0% | $2,148-100.0% |
| Participant deferral / active EE | $844 | $2,145-60.7% | $5,198-83.8% | $3,539-76.2% |
| Admin fee / account holder | $185 | $167+10.9% | $13,955-98.7% | $142+29.9% |