Filed February 5, 2018 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Distribution (12b-1) fees; Recordkeep... | $37,345 |
Filed as: SIGNATURE SECURITIES GROUP CORP. Service code 16 1177 AVENUE OF THE AMERICAS · NEW YORK, NY 10036 | Consulting | $12,917 |
CERINI & ASSOCIATES LLP3 years Filed as: CERINI & ASSOCIATES, LLP Service code 10 · EIN 11-3066459 | Accounting | $8,400 |
NATIONAL FINANCIAL SERVICES4 years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $41,956 | $52,293-19.8% | $178,499-76.5% | $73,412-42.8% |
| Participation rate | 24.5% | 65.3%-40.8pp | 81.9%-57.4pp | 72.2%-47.7pp |
| Annual return | 12.25% | 34.75%-22.5pp | 151.10%-138.9pp | 59.30%-47.0pp |
| Employer contribution / active EE | $0 | $1,735-100.0% | $5,011-100.0% | $2,234-100.0% |
| Participant deferral / active EE | $922 | $2,332-60.5% | $5,202-82.3% | $3,806-75.8% |
| Admin fee / account holder | $197 | $127+54.7% | $13,986-98.6% | $158+24.8% |