SWBC Investment Advisory Services LLC
advisor41 known aliases resolved via the canonical alias map
Market position · 2024
Plans served24-4 YoYRank #741 of mapped providers
Assets under administration$1.4B0.0%Market share · rank #3386
Fees received$562,962Median $19,214/planSum across Schedule C direct + indirect
Net wins YoY-45 won · 9 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical SWBC Investment Advisory Services LLC plan look like?
Service mix · median fees per plan
Count of plans where SWBC Investment Advisory Services LLC ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Investment advisory (plan); Direct payment from the planCode 27 | 20 | $22,504 | |
Other commissions; Insurance services; Insurance brokerage commissions and fees; Insurance agents and brokersCode 22 | 1 | $0 | |
Investment advisory (participants)Code 26 | 1 | $5,119 | |
Other services; Other commissionsCode 49 | 1 | $1,451 | |
Other commissionsCode 55 | 1 | $24,550 |
Competitor overlap
Percent of SWBC Investment Advisory Services LLC's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under SWBC Investment Advisory Services LLC.
| Sponsor | From | Assets |
|---|---|---|
TORAY PLASTICS AMERICA, INC.RI · 050353346-001 | John Hancock | $358M |
AMERICAN TRAVEL SOLUTIONS, LLCIL · 261584446-001 | (new plan) | $5M |
O.P.E.N. AMERICA, INC. DBA OPENWORKSAZ · 860584561-001 | Ascensus | $4M |
Plans lost in 2024
Appeared last year under SWBC Investment Advisory Services LLC; not this year.
| Sponsor | To | Assets |
|---|---|---|
PARKVIEW MEDICAL CENTER, INC.CO · 840935136-002 | Principal | $276M |
SWBC PROFESSIONAL EMPLOYER SERVICES V, LLCTX · 273708085-333 | Slavic Integrated Administration | $155M |
TONOGA , INC.NY · 223786104-002 | JPMorgan Chase | $29M |
KREKOW JENNINGS, INC.WA · 911026296-001 | Fidelity Investments | $16M |
ACME TRUCK LINE, INC.LA · 720540787-002 | (new plan) | $10M |
INCARNATE WORD RETIREMENT COMMUNITY, INC.TX · 741109717-002 | World Investment Advisors LLC | $5M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
TORAY PLASTICS AMERICA, INC.RI · 050353346-001 | $358M | 2,315 | $23,750 | 2y | - |
CENTRUS ENERGY CORP.MD · 522107911-001 | $220M | 828 | $75,000 | 2y | 1 |
SCIENTIFIC DRILLING INTERNATIONAL, INC.TX · 952670371-001 | $122M | 905 | $35,144 | 5y | - |
VERDUN MANAGEMENT CO LLCTX · 933865302-001 | $90M | 455 | $9,024 | 1y | - |
TMF HEALTH QUALITY INSTITUTETX · 521002260-002 | $79M | 864 | $52,717 | 8y | 1 |
TEXAS INDEPENDENT BANCSHARESTX · 742022764-001 | $79M | 461 | $0 | 10y | 1 |
JAPS-OLSON COMPANYMN · 410333810-002 | $61M | 657 | $40,129 | 10y | - |
ACCURIDE INTERNATIONAL INC.CA · 952462461-001 | $53M | 137 | $11,525 | 9y | 1 |
ADMINISTRATIVE GROUP, LLC DBA TRANSAMERICA FIDUCIARY SERVICESIA · 421484983-010 | $53M | 3,224 | $5,751 | 1y | 1 |
MIROBITO HOLDINGS, INC.NY · 150552668-002 | $50M | 1,652 | $68,412 | 5y | - |
Flag exposure
83.3%Market: 89.1%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (41)
Raw Schedule C names collapsed into SWBC Investment Advisory Services LLC.
- JACKSON LIFE INSURANCE
- JACKSON SQ PARTNERS
- JACKSON SQUARE SMID-CAP GROWTH FUND
- JACKSON THORNTON
- JACKSON THORNTON & CO., PC
- JACKSON THORTON & CO PC
- JACKSON TUBE SERVICE INC
- JACKSON'S CLEANING SERVICE
- SWBC
- SWBC INV ADVISORY SERVICES LLC
- SWBC INV. ADVISORY SVCS
- SWBC INVESTMENT
- SWBC INVESTMENT ADV SERVICES
- SWBC INVESTMENT ADV SERVICES LLC
- SWBC INVESTMENT ADV SVCS LLC
- SWBC INVESTMENT ADV/JOHN P ATWILL
- SWBC INVESTMENT ADVISORS
- SWBC INVESTMENT ADVISORY
- SWBC INVESTMENT ADVISORY SER. LLC
- SWBC INVESTMENT ADVISORY SERV LLC
- SWBC INVESTMENT ADVISORY SERV LLC D
- SWBC INVESTMENT ADVISORY SERVI
- SWBC INVESTMENT ADVISORY SERVICE
- SWBC INVESTMENT ADVISORY SERVICES
- SWBC INVESTMENT ADVISORY SERVICES L
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /plans size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for SWBC Investment Advisory Services LLC's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 1 | 4.17% | 7.76% | -3.60 pp |
| Fidelity bond gap | 0 | 0.00% | 26.94% | -26.94 pp |
| Late contributions | 3 | 12.50% | 1.71% | +10.79 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 9 | 37.50% | 1.76% | +35.74 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with SWBC Investment Advisory Services LLC. Compare to the incumbent market share (0.0%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.0 pp vs incumbent
Frequent partners by role
Who else shows up on SWBC Investment Advisory Services LLC's plans most often. Switch tabs by counterparty role - high-overlap names are either referral channels (advisors, auditors) or competitive blocks (other recordkeepers).
| Partner | Shared plans | % of book |
|---|---|---|
| Blackburn, Childers & Stegall | 2 | 8.3% |
| Clark Schaefer Hackett & Co. | 1 | 4.2% |
| Crowe | 1 | 4.2% |
| Dean Dorton Allen Ford PLLC | 1 | 4.2% |
| Kahn Litwin Renza & Co Ltd | 1 | 4.2% |
| Pannell Kerr Forster of Texas | 1 | 4.2% |
| Smith Graham & Co. | 1 | 4.2% |