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| Provider | Service type | Compensation |
|---|---|---|
BEACON POINTE ADVISORS LLC2 years Filed as: BEACON POINTE ADVISORS, LLC Service code 26 · EIN 68-0488677 | Advisory (Participants) | $41,137 |
PACIFIC FINANCIAL GROUP, INC3 years Service code 26 977 108TH AVENUE · NE BELLEVUE, WA 98004 | Advisory (Participants) | $17,205 |
Filed as: ONEAMERICA RETIREMENT SERVICES LLC Service code 15 · EIN 46-5378846 | Recordkeeping | $15,850 |
CITIGROUP GLOBAL MARKETS INC3 years Filed as: CITI PRIVATE BANK Service code 26 650 TOWN CENTER DRIVE, SUITE 1550 · COSTA MESA, CA 92626 | Advisory (Participants) | $11,267 |
Service code 26 · EIN 81-2550846 | Advisory (Participants) | $9,957 |
WELLS FARGO BANK, N.A.4 years Filed as: WELLS FARGO ADVISORS LLC Service code 26 · EIN 72-1560834 | Advisory (Participants) | $8,835 |
MATRIX TRUST COMPANY3 years Service code 18 · EIN 75-3182674 | Trustee (bank, trust company, or simi... | $0 |
MATRIX TRUST COMPANY2 years Filed as: MSCS FIN SERVICES DIV OF BROADRIDGE Service code 59 · EIN 33-1151291 | Shareholder Servicing | $0 |
MATRIX TRUST COMPANY3 years Filed as: MSCS FINANCIAL SERVICES Service code 59 | Shareholder Servicing | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $440,513 | $89,652+391.4% | $141,197+212.0% | $65,186+575.8% |
| Participation rate | 93.2% | 74.7%+18.5pp | 82.5%+10.7pp | 70.2%+23.0pp |
| Annual return | 14.79% | 32.79%-18.0pp | 71.41%-56.6pp | 29.39%-14.6pp |
| Employer contribution / active EE | $20,047 | $3,065+554.1% | $4,736+323.3% | $2,177+821.0% |
| Participant deferral / active EE | $9,455 | $5,691+66.1% | $6,710+40.9% | $3,514+169.1% |
| Admin fee / account holder | $538 | $569-5.3% | $10,265-94.8% | $847-36.5% |