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| Provider | Service type | Compensation |
|---|---|---|
Filed as: BEACON POINTE ADVISORS, LLC Service code 26 · EIN 68-0488677 | Advisory (Participants) | $30,240 |
Filed as: ONEAMERICA RETIREMENT SERVICES LLC Service code 15 · EIN 46-5378846 | Recordkeeping | $23,273 |
Service code 26 · EIN 81-2550846 | Advisory (Participants) | $19,329 |
PACIFIC FINANCIAL GROUP, INC2 years Service code 26 977 108TH AVENUE · NE BELLEVUE, WA 98004 | Advisory (Participants) | $16,346 |
CITIGROUP GLOBAL MARKETS INC2 years Filed as: CITI PRIVATE BANK Service code 26 650 TOWN CENTER DRIVE, SUITE 1550 · COSTA MESA, CA 92626 | Advisory (Participants) | $14,805 |
FIRST FOUNDATION ADVISORS4+ years Service code 26 · EIN 33-0221828 | Advisory (Participants) | $8,883 |
WELLS FARGO BANK, N.A.3 years Filed as: WELLS FARGO ADVISORS LLC Service code 26 · EIN 72-1560834 | Advisory (Participants) | $8,027 |
TD AMERITRADE, INC.4+ years Filed as: TD AMERITRADE Service code 50 · EIN 82-0543156 | Direct Payment | $5,613 |
MATRIX TRUST COMPANY2 years Service code 18 · EIN 75-3182674 | Trustee (directed); Other services; F... | $0 |
MATRIX TRUST COMPANY1 year Filed as: MSCS FIN SERVICES DIV OF BROADRIDGE Service code 59 · EIN 33-1151291 | Shareholder Servicing | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $394,908 | $73,102+440.2% | $123,553+219.6% | $56,289+601.6% |
| Participation rate | 89.5% | 74.3%+15.2pp | 82.3%+7.2pp | 69.9%+19.7pp |
| Annual return | -14.13% | 3.01%-17.1pp | 119.21%-133.3pp | -9.96%-4.2pp |
| Employer contribution / active EE | $19,734 | $2,977+562.9% | $4,628+326.4% | $2,111+834.8% |
| Participant deferral / active EE | $10,296 | $5,423+89.9% | $6,426+60.2% | $3,350+207.3% |
| Admin fee / account holder | $535 | $554-3.5% | $9,284-94.2% | $521+2.6% |