Filed July 30, 1997 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
FINANCIAL ENGINES5+ years Service code 26 · EIN 94-3250323 | Advisory (Participants) | $1,734,907 |
T ROWE PRICE RPS INC2 years Filed as: T. ROWE PRICE ASSOCIATES, INC. Service code 28 · EIN 52-0556948 | Investment Management | $650,000 |
JACKSON SQUARE PARTNERS5+ years Service code 51 · EIN 80-0945254 | Investment Mgmt Fees | $476,996 |
LOOMIS SAYLES5+ years Filed as: LOOMIS SAYLES & COMPANY LP Service code 28 · EIN 04-3200030 | Investment Management | $410,404 |
AB FUNDS5+ years Filed as: ALLIANCE BERNSTEIN Service code 51 · EIN 13-4064930 | Investment Mgmt Fees | $387,231 |
BLACKROCK5+ years Service code 28 · EIN 94-3112180 | Investment Management | $359,576 |
PIMCO FUNDS5+ years Filed as: PIMCO Service code 28 · EIN 33-0629048 | Investment Management | $286,507 |
AJO5+ years Filed as: AJO, L.P. Service code 28 · EIN 23-2312104 | Investment Management | $235,694 |
STATE STREET GLOBAL ADVISORS5+ years Filed as: STATE STREET BANK AND TRUST Service code 21 · EIN 04-1867445 | Bank Trustee | $208,051 |
CHARLES SCHWAB & CO., INC.5+ years Filed as: CHARLES SCHWAB Service code 33 · EIN 94-1737782 | Other fees; Securities brokerage | $206,337 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
See 1 reportable transaction. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $296,376 | $89,569+230.9% | $105,387+181.2% | $89,569+230.9% |
| Participation rate | 97.4% | 69.6%+27.8pp | 82.6%+14.8pp | 69.6%+27.8pp |
| Annual return | 22.32% | 34.56%-12.2pp | 26.82%-4.5pp | 34.56%-12.2pp |
| Employer contribution / active EE | $6,313 | $2,584+144.3% | $4,213+49.8% | $2,584+144.3% |
| Participant deferral / active EE | $11,978 | $4,220+183.8% | $5,502+117.7% | $4,220+183.8% |
| Admin fee / account holder | $340 | $72+374.7% | $6,559-94.8% | $72+374.7% |