Filed July 30, 1997 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
FINANCIAL ENGINES3+ years Service code 26 · EIN 94-3250323 | Advisory (Participants) | $2,307,584 |
Filed as: CONDUENT HR SERVICES LLC Service code 12 | Participant communication; Claims pro... | $644,473 |
LOOMIS SAYLES3+ years Filed as: LOOMIS SAYLES & COMPANY LP Service code 28 · EIN 04-3200030 | Investment Management | $500,015 |
BLACKROCK3+ years Service code 28 · EIN 94-3112180 | Investment Management | $467,859 |
JACKSON SQUARE PARTNERS3+ years Service code 28 · EIN 80-0945254 | Investment Management | $391,301 |
AJO3+ years Filed as: AJO, L.P. Service code 28 · EIN 23-2312104 | Investment Management | $327,964 |
AB FUNDS3+ years Filed as: ALLIANCE BERNSTEIN Service code 27 · EIN 13-4064930 | Advisory (Plan) | $284,214 |
PIMCO FUNDS3+ years Filed as: PIMCO Service code 28 · EIN 33-0629048 | Investment Management | $256,855 |
STATE STREET GLOBAL ADVISORS3+ years Filed as: STATE STREET BANK AND TRUST Service code 28 · EIN 04-1867445 | Investment Management | $207,420 |
CHARLES SCHWAB & CO., INC.3+ years Filed as: CHARLES SCHWAB Service code 50 · EIN 94-1737782 | Direct Payment | $197,787 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported that benefits due were not provided when due.
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $273,184 | $80,976+237.4% | $97,995+178.8% | $80,976+237.4% |
| Participation rate | 96.1% | 68.3%+27.8pp | 82.4%+13.7pp | 68.3%+27.8pp |
| Annual return | 12.18% | 22.91%-10.7pp | 23.94%-11.8pp | 22.91%-10.7pp |
| Employer contribution / active EE | $5,596 | $2,402+132.9% | $4,158+34.6% | $2,402+132.9% |
| Participant deferral / active EE | $10,487 | $3,848+172.5% | $5,097+105.8% | $3,848+172.5% |
| Admin fee / account holder | $487 | $67+621.2% | $5,943-91.8% | $67+621.2% |