Filed July 30, 1997 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
FINANCIAL ENGINES1+ years Service code 26 · EIN 94-3250323 | Advisory (Participants) | $1,828,873 |
LOOMIS SAYLES1+ years Filed as: LOOMIS SAYLES & COMPANY LP Service code 50 · EIN 04-3200030 | Direct Payment | $581,129 |
WESTWOOD TRUST1+ years Filed as: WESTWOOD MANAGEMENT CORPORATION Service code 28 · EIN 13-3160186 | Investment Management | $509,406 |
Service code 26 · EIN 41-1923871 | Advisory (Participants) | $507,507 |
JACKSON SQUARE PARTNERS1+ years Service code 27 · EIN 80-0945254 | Advisory (Plan) | $482,796 |
Filed as: INSTITUTIONAL CAPITAL, LLC Service code 27 · EIN 03-0598064 | Advisory (Plan) | $450,393 |
AB FUNDS1+ years Filed as: ALLIANCE BERNSTEIN Service code 27 · EIN 13-4064930 | Advisory (Plan) | $399,673 |
AJO1+ years Filed as: AJO, L.P. Service code 28 · EIN 23-2312104 | Investment Management | $389,745 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB Service code 50 · EIN 94-1737782 | Direct Payment | $325,992 |
BLACKROCK1+ years Service code 21 · EIN 94-3112180 | Bank Trustee | $318,228 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
More than 10% of assets are held in cash - possible menu-design or default-fund problem.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $227,148 | $69,651+226.1% | $81,367+179.2% | $69,651+226.1% |
| Participation rate | 95.6% | 66.6%+29.1pp | 82.3%+13.3pp | 66.6%+29.1pp |
| Annual return | -1.18% | 53.77%-54.9pp | -0.92%-0.3pp | 53.77%-54.9pp |
| Employer contribution / active EE | $5,485 | $2,241+144.8% | $3,930+39.6% | $2,241+144.8% |
| Participant deferral / active EE | $10,092 | $3,635+177.6% | $5,383+87.5% | $3,635+177.6% |
| Admin fee / account holder | $376 | $63+495.1% | $8,926-95.8% | $63+495.1% |