Filed July 30, 1997 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
FINANCIAL ENGINES2+ years Service code 26 · EIN 94-3250323 | Advisory (Participants) | $1,994,276 |
LOOMIS SAYLES2+ years Filed as: LOOMIS SAYLES & COMPANY LP Service code 28 · EIN 04-3200030 | Investment Management | $796,231 |
Filed as: CONDUENT INC Service code 12 | Claims processing; Recordkeeping fees... | $784,806 |
Service code 28 · EIN 41-1923871 | Investment Management | $530,072 |
WESTWOOD TRUST2+ years Filed as: WESTWOOD MANAGEMENT CORPORATION Service code 28 · EIN 13-3160186 | Investment Management | $485,077 |
AB FUNDS2+ years Filed as: ALLIANCE BERNSTEIN Service code 27 · EIN 13-4064930 | Advisory (Plan) | $463,299 |
JACKSON SQUARE PARTNERS2+ years Service code 28 · EIN 80-0945254 | Investment Management | $452,824 |
AJO2+ years Filed as: AJO, L.P. Service code 28 · EIN 23-2312104 | Investment Management | $360,487 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB Service code 50 · EIN 94-1737782 | Direct Payment | $282,251 |
PIMCO FUNDS2+ years Filed as: PIMCO Service code 28 · EIN 33-0629048 | Investment Management | $253,146 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
More than 10% of assets are held in cash - possible menu-design or default-fund problem.
Form 5500 reported that benefits due were not provided when due.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $249,812 | $329,111-24.1% | $88,497+182.3% | $329,111-24.1% |
| Participation rate | 95.9% | 67.9%+28.0pp | 82.4%+13.5pp | 67.9%+28.0pp |
| Annual return | 10.39% | 16.35%-6.0pp | 7.63%+2.8pp | 16.35%-6.0pp |
| Employer contribution / active EE | $5,492 | $2,303+138.4% | $4,036+36.1% | $2,303+138.4% |
| Participant deferral / active EE | $10,248 | $3,682+178.3% | $4,899+109.2% | $3,682+178.3% |
| Admin fee / account holder | $435 | $754-42.3% | $6,220-93.0% | $754-42.3% |