Filed March 14, 2018 (most recent of 6 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $48,718 |
MORGAN STANLEY SMITH BARNEY6+ years Filed as: MORGAN STANLEY & CO. Service code 26 · EIN 26-4310632 | Advisory (Participants) | $48,308 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $106,935 | $136,307-21.5% | $177,821-39.9% | $73,488+45.5% |
| Participation rate | 98.9% | 86.1%+12.8pp | 87.7%+11.1pp | 70.7%+28.2pp |
| Annual return | 15.48% | 18.68%-3.2pp | 48.32%-32.8pp | 28.51%-13.0pp |
| Employer contribution / active EE | $5,091 | $3,712+37.2% | $5,918-14.0% | $2,270+124.3% |
| Participant deferral / active EE | $6,145 | $5,829+5.4% | $7,714-20.3% | $3,740+64.3% |
| Admin fee / account holder | $416 | $596-30.1% | $12,427-96.7% | $513-18.9% |