Filed March 14, 2018 (most recent of 6 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY1+ years Filed as: MORGAN STANLEY & CO. Service code 16 · EIN 26-4310632 | Consulting | $30,803 |
Service code 37 · EIN 04-2647786 | Loan Processing | $19,478 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $96,980 | $70,667+37.2% | $123,104-21.2% | $52,331+85.3% |
| Participation rate | 100.0% | 83.7%+16.3pp | 86.8%+13.2pp | 68.1%+31.9pp |
| Annual return | -1.57% | 6.23%-7.8pp | 13.22%-14.8pp | 4.54%-6.1pp |
| Employer contribution / active EE | $4,508 | $2,946+53.0% | $5,151-12.5% | $1,882+139.6% |
| Participant deferral / active EE | $5,738 | $4,493+27.7% | $6,230-7.9% | $3,022+89.9% |
| Admin fee / account holder | $318 | $506-37.2% | $9,015-96.5% | $592-46.2% |