Filed March 14, 2018 (most recent of 6 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY5+ years Filed as: MORGAN STANLEY & CO. Service code 26 · EIN 26-4310632 | Advisory (Participants) | $55,074 |
Service code 37 · EIN 04-2647786 | Loan Processing | $45,942 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $80,495 | $98,982-18.7% | $162,163-50.4% | $65,185+23.5% |
| Participation rate | 100.0% | 85.8%+14.2pp | 87.6%+12.4pp | 70.2%+29.8pp |
| Annual return | 21.30% | 24.84%-3.5pp | 115.59%-94.3pp | 29.38%-8.1pp |
| Employer contribution / active EE | $4,502 | $3,467+29.9% | $5,614-19.8% | $2,177+106.8% |
| Participant deferral / active EE | $5,536 | $5,384+2.8% | $7,298-24.1% | $3,514+57.6% |
| Admin fee / account holder | $387 | $596-35.2% | $10,843-96.4% | $847-54.4% |