Filed March 14, 2018 (most recent of 6 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $41,748 |
MORGAN STANLEY SMITH BARNEY4+ years Filed as: MORGAN STANLEY & CO. Service code 26 · EIN 26-4310632 | Advisory (Participants) | $32,913 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $82,728 | $79,523+4.0% | $140,016-40.9% | $56,287+47.0% |
| Participation rate | 100.0% | 85.7%+14.3pp | 87.5%+12.5pp | 69.9%+30.1pp |
| Annual return | -5.44% | 2.39%-7.8pp | 651.12%-656.6pp | -9.96%+4.5pp |
| Employer contribution / active EE | $4,841 | $3,350+44.5% | $5,606-13.6% | $2,111+129.3% |
| Participant deferral / active EE | $5,930 | $5,129+15.6% | $6,927-14.4% | $3,350+77.0% |
| Admin fee / account holder | $353 | $614-42.5% | $10,705-96.7% | $521-32.2% |