Filed March 14, 2018 (most recent of 6 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $46,883 |
MORGAN STANLEY SMITH BARNEY3+ years Filed as: MORGAN STANLEY & CO. Service code 26 · EIN 26-4310632 | Advisory (Participants) | $36,262 |
Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 99 HARBORSIDE FINANCIAL CTR · JERSEY CITY, NJ 07311 | Other Fees | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $100,779 | $89,739+12.3% | $149,718-32.7% | $62,292+61.8% |
| Participation rate | 97.5% | 85.1%+12.4pp | 87.1%+10.4pp | 69.5%+28.0pp |
| Annual return | 14.88% | 21.01%-6.1pp | 1501.63%-1486.7pp | 28.90%-14.0pp |
| Employer contribution / active EE | $4,336 | $3,233+34.1% | $5,445-20.4% | $2,042+112.3% |
| Participant deferral / active EE | $5,295 | $4,797+10.4% | $6,569-19.4% | $3,169+67.1% |
| Admin fee / account holder | $436 | $551-20.9% | $11,283-96.1% | $479-9.1% |