Filed September 18, 2018
| Provider | Service type | Compensation |
|---|---|---|
WILLIAM BLAIR4 years Filed as: WILLIAM BLAIR INVESTMENT MANAGEMENT Service code 26 · EIN 47-2614791 | Advisory (Participants) | $2,174,987 |
Filed as: EMPOWER ADVISORY GROUP, LLC Service code 26 · EIN 84-1532243 | Advisory (Participants) | $2,106,291 |
Filed as: EMPOWER ANNUITY INSURANCE COMPANY Service code 15 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping | $2,093,106 |
Service code 26 JP MORGAN CHASE TOWER · DALLAS, TX 75201 | Advisory (Participants) | $1,193,484 |
CHARLES SCHWAB & CO., INC.6 years Service code 33 · EIN 94-1737782 | Direct payment from the plan; Securit... | $79,241 |
Filed as: GREAT WEST TRUST COMPANY LLC Service code 20 · EIN 84-1455663 | Trustee (individual) | $74,784 |
Service code 26 · EIN 82-3052014 | Advisory (Participants) | $54,102 |
FISHER INVESTMENTS3 years Service code 26 · EIN 20-2480800 | Advisory (Participants) | $39,076 |
CREATIVE PLANNING LLC2 years Service code 26 · EIN 43-1270780 | Advisory (Participants) | $30,375 |
HAYES FINANCIAL INC2 years Service code 26 · EIN 61-1711175 | Advisory (Participants) | $28,487 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $102,938 | $138,331-25.6% | $86,717+18.7% | $89,433+15.1% |
| Participation rate | 98.1% | 88.9%+9.2pp | 76.6%+21.5pp | 71.3%+26.8pp |
| Annual return | -17.77% | -11.72%-6.1pp | 35.97%-53.7pp | -11.88%-5.9pp |
| Employer contribution / active EE | $5,614 | $4,812+16.7% | $2,837+97.9% | $3,021+85.8% |
| Participant deferral / active EE | $11,024 | $8,027+37.3% | $4,657+136.7% | $5,125+115.1% |
| Admin fee / account holder | $53 | $64-17.6% | $7,494-99.3% | $79-33.5% |