Filed September 18, 2018
| Provider | Service type | Compensation |
|---|---|---|
Service code 15 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping | $1,469,358 |
WILLIAM BLAIR1 year Filed as: WILLIAM BLAIR INVESTMENT MANAGEMENT Service code 26 · EIN 47-2614791 | Advisory (Participants) | $1,047,064 |
Filed as: ADVISED ASSETS GROUP, LLC Service code 26 · EIN 84-1532243 | Advisory (Participants) | $775,834 |
CHARLES SCHWAB & CO., INC.3 years Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $56,420 |
STRATOS WEALTH PARTNERS5+ years Filed as: STRATOS WEALTH PARTNERS LTD Service code 26 · EIN 27-5273468 | Advisory (Participants) | $33,374 |
Service code 16 3071 PEARL ROAD · MEDINA, OH 44256 | Consulting | $21,900 |
Filed as: GREAT WEST TRUST COMPANY LLC Service code 20 · EIN 84-1455663 | Trustee (individual) | $19,756 |
Service code 26 · EIN 83-2488906 | Advisory (Participants) | $13,579 |
Service code 26 · EIN 20-1665305 | Advisory (Participants) | $8,067 |
CREATIVE PLANNING LLC2 years Filed as: CREATIVE PLANNING INC Service code 26 · EIN 43-1270780 | Advisory (Participants) | $6,525 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $83,968 | $143,368-41.4% | $87,102-3.6% | $89,609-6.3% |
| Participation rate | 98.0% | 88.2%+9.8pp | 76.9%+21.2pp | 69.6%+28.4pp |
| Annual return | 27.23% | 28.55%-1.3pp | 28.19%-1.0pp | 33.65%-6.4pp |
| Employer contribution / active EE | $4,363 | $4,012+8.8% | $2,521+73.0% | $2,584+68.8% |
| Participant deferral / active EE | $8,159 | $7,129+14.4% | $4,048+101.5% | $4,222+93.2% |
| Admin fee / account holder | $28 | $61-54.8% | $7,493-99.6% | $72-61.6% |