Filed September 18, 2018
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.1+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES CO Service code 13 · EIN 74-2279754 | Contract Administrator | $674,701 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB & CO., INC Service code 33 · EIN 94-1737782 | Direct payment from the plan; Securit... | $128,254 |
FINANCIAL ENGINES1+ years Filed as: FINANCIAL ENGINES, INC. Service code 26 · EIN 94-3250323 | Advisory (Participants) | $116,986 |
CHURCHILL MANAGEMENT GROUP1+ years Filed as: CHURCHILL MANAGEMENT CORP Service code 26 · EIN 95-2472632 | Advisory (Participants) | $9,989 |
STRATOS WEALTH PARTNERS1+ years Filed as: STRATOS WEALTH PARTNERS LTD Service code 26 · EIN 27-5273468 | Advisory (Participants) | $8,735 |
SAGE ADVISORY SERVICES1+ years Filed as: SAGE CAPITAL ADVISORS Service code 26 · EIN 86-1144017 | Advisory (Participants) | $8,209 |
PINNACLE ADVISORY GROUP1+ years Service code 26 · EIN 20-1126571 | Advisory (Participants) | $6,198 |
JPH ADVISORY GROUP INC1+ years Service code 26 · EIN 58-2011694 | Advisory (Participants) | $5,442 |
TOCQUEVILLE ASSET MANAGEMENT1+ years Service code 26 · EIN 13-3547557 | Advisory (Participants) | $5,048 |
Filed as: GREAT WEST LIFE & ANNUITY INSURANCE Service code 15 · EIN 84-0467907 | Recordkeeping | $2,350 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $44,370 | $111,064-60.1% | $67,652-34.4% | $69,651-36.3% |
| Participation rate | 96.2% | 86.0%+10.2pp | 75.7%+20.6pp | 66.6%+29.7pp |
| Annual return | 0.84% | 2.77%-1.9pp | 6625.40%-6624.6pp | 53.77%-52.9pp |
| Employer contribution / active EE | $2,736 | $3,328-17.8% | $2,266+20.8% | $2,241+22.1% |
| Participant deferral / active EE | $5,051 | $6,396-21.0% | $3,560+41.9% | $3,635+38.9% |
| Admin fee / account holder | $10 | $72-86.6% | $4,821-99.8% | $63-84.8% |