Filed September 18, 2018
| Provider | Service type | Compensation |
|---|---|---|
WILLIAM BLAIR2 years Filed as: WILLIAM BLAIR INVESTMENT MANAGEMENT Service code 26 · EIN 47-2614791 | Advisory (Participants) | $1,932,239 |
Service code 15 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping | $1,626,200 |
Filed as: ADVISED ASSETS GROUP, LLC Service code 26 · EIN 84-1532243 | Advisory (Participants) | $1,096,631 |
Service code 26 JP MORGAN CHASE TOWER · DALLAS, TX 75201 | Advisory (Participants) | $639,725 |
STRATOS WEALTH PARTNERS6+ years Filed as: STRATOS WEALTH PARTNERS LTD Service code 26 · EIN 27-5273468 | Advisory (Participants) | $40,072 |
Filed as: GREAT WEST TRUST COMPANY LLC Service code 20 · EIN 84-1455663 | Trustee (individual) | $28,811 |
CHARLES SCHWAB & CO., INC.4 years Service code 33 · EIN 94-1737782 | Direct payment from the plan; Securit... | $26,029 |
Filed as: CHARLES SCHWAB & CO, INC. Service code 72 | Other investment fees and expenses | $20,663 |
Service code 16 3071 PEARL ROAD · MEDINA, OH 44256 | Consulting | $18,600 |
Service code 26 · EIN 77-0529771 | Advisory (Participants) | $11,098 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $103,874 | $164,350-36.8% | $95,968+8.2% | $106,273-2.3% |
| Participation rate | 99.0% | 90.5%+8.6pp | 77.1%+21.9pp | 70.8%+28.2pp |
| Annual return | 20.29% | 14.56%+5.7pp | 91.65%-71.4pp | 21.70%-1.4pp |
| Employer contribution / active EE | $4,881 | $4,292+13.7% | $2,542+92.1% | $2,722+79.3% |
| Participant deferral / active EE | $9,314 | $7,854+18.6% | $4,167+123.5% | $4,601+102.4% |
| Admin fee / account holder | $42 | $65-35.7% | $6,798-99.4% | $78-46.3% |