Filed September 18, 2018
| Provider | Service type | Compensation |
|---|---|---|
Filed as: GREAT-WEST LIFE & ANNUITY INS CO Service code 15 · EIN 84-0467907 | Recordkeeping | $1,340,691 |
Filed as: ADVISED ASSETS GROUP, LLC Service code 26 · EIN 84-1532243 | Advisory (Participants) | $584,347 |
CHARLES SCHWAB & CO., INC.4+ years Filed as: CHARLES SCHWAB & CO., INC Service code 33 · EIN 94-1737782 | Securities brokerage; Shareholder ser... | $54,562 |
STRATOS WEALTH PARTNERS4+ years Filed as: STRATOS WEALTH PARTNERS LTD Service code 26 · EIN 27-5273468 | Advisory (Participants) | $26,707 |
Filed as: QDRO CONSULTANTS COMPANY LLC Service code 16 3071 PEARL ROAD · MEDINA, OH 44256 | Consulting | $15,600 |
Service code 26 · EIN 38-2734984 | Advisory (Participants) | $11,286 |
Service code 26 · EIN 77-0529771 | Advisory (Participants) | $6,996 |
MAIN STREET RESEARCH LLC1 year Service code 26 · EIN 68-0313978 | Advisory (Participants) | $5,161 |
CREATIVE PLANNING LLC1 year Filed as: CREATIVE PLANNING INC Service code 26 · EIN 43-1270780 | Advisory (Participants) | $5,125 |
CHARLES SCHWAB & CO., INC.2 years Service code 59 | Shareholder Servicing | $0 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $63,967 | $127,796-49.9% | $76,768-16.7% | $73,367-12.8% |
| Participation rate | 97.8% | 88.2%+9.6pp | 77.0%+20.8pp | 69.5%+28.3pp |
| Annual return | -4.94% | -2.31%-2.6pp | 2.43%-7.4pp | 173.45%-178.4pp |
| Employer contribution / active EE | $3,924 | $3,931-0.2% | $2,485+57.9% | $2,499+57.0% |
| Participant deferral / active EE | $7,258 | $6,924+4.8% | $3,852+88.4% | $4,033+80.0% |
| Admin fee / account holder | $17 | $66-74.7% | $6,676-99.7% | $68-75.5% |