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| Provider | Service type | Compensation |
|---|---|---|
WEINSTEIN ZUGMAN, LLC2+ years Filed as: WEINSTEIN SPIRA & COMPANY PC Service code 10 · EIN 74-2181616 | Accounting | $23,000 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $17,432 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB & CO AND AFFILIATES Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB & CO. INC. Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $95,408 | $61,125+56.1% | $108,582-12.1% | $63,975+49.1% |
| Participation rate | 82.3% | 80.5%+1.8pp | 79.6%+2.7pp | 71.1%+11.1pp |
| Annual return | -9.14% | 14.06%-23.2pp | -51.70%+42.6pp | 48.65%-57.8pp |
| Employer contribution / active EE | $4,131 | $2,237+84.7% | $3,758+9.9% | $2,182+89.3% |
| Participant deferral / active EE | $6,270 | $3,574+75.4% | $4,311+45.4% | $3,356+86.8% |
| Admin fee / account holder | $32 | $72-56.1% | $7,645-99.6% | $70-55.1% |