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| Provider | Service type | Compensation |
|---|---|---|
WEINSTEIN ZUGMAN, LLC1+ years Filed as: WEINSTEIN SPIRA & COMPANY PC Service code 10 · EIN 74-2181616 | Accounting | $37,200 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $15,525 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB & CO AND AFFILIATES Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB & CO. INC. Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $85,927 | $74,498+15.3% | $94,229-8.8% | $59,188+45.2% |
| Participation rate | 76.8% | 76.8%0pp | 78.8%-1.9pp | 69.4%+7.4pp |
| Annual return | 0.62% | 2.76%-2.1pp | 10.68%-10.1pp | 5.51%-4.9pp |
| Employer contribution / active EE | $3,470 | $2,077+67.0% | $3,587-3.3% | $2,098+65.4% |
| Participant deferral / active EE | $5,592 | $3,433+62.9% | $4,320+29.4% | $3,265+71.3% |
| Admin fee / account holder | $33 | $103-68.3% | $6,269-99.5% | $92-64.6% |