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| Provider | Service type | Compensation |
|---|---|---|
Service code 28 · EIN 80-0655250 | Investment Management | $27,500 |
WEINSTEIN ZUGMAN, LLC3+ years Filed as: WEINSTEIN SPIRA & COMPANY PC Service code 10 · EIN 74-2181616 | Accounting | $21,900 |
CHARLES SCHWAB & CO., INC.3+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $13,075 |
CHARLES SCHWAB & CO., INC.3+ years Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $1 |
CHARLES SCHWAB & CO., INC.3+ years Filed as: CHARLES SCHWAB & CO AND AFFILIATES Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.3+ years Filed as: CHARLES SCHWAB & CO. INC. Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $113,237 | $67,228+68.4% | $117,861-3.9% | $77,958+45.3% |
| Participation rate | 81.8% | 79.4%+2.4pp | 79.7%+2.1pp | 71.6%+10.1pp |
| Annual return | 15.71% | 19.13%-3.4pp | 335.11%-319.4pp | 20.87%-5.2pp |
| Employer contribution / active EE | $3,987 | $2,211+80.4% | $3,786+5.3% | $2,310+72.6% |
| Participant deferral / active EE | $6,309 | $3,653+72.7% | $4,482+40.8% | $3,537+78.4% |
| Admin fee / account holder | $51 | $76-32.9% | $8,021-99.4% | $97-47.7% |