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| Provider | Service type | Compensation |
|---|---|---|
Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $245,887 |
FIRST REPUBLIC INVESTMENT MANA4+ years Service code 26 · EIN 22-3623353 | Advisory (Participants) | $61,135 |
CHARLES SCHWAB & CO., INC.4+ years Service code 33 · EIN 94-1737782 | Other investment fees and expenses; F... | $44,274 |
DOWLING & YAHNKE LLC4+ years Service code 26 · EIN 26-0266092 | Advisory (Participants) | $37,461 |
STEARNS FINANCIAL SERVICES2 years Service code 26 · EIN 59-3080009 | Advisory (Participants) | $37,129 |
PEOPLES UNITED BANK2 years Filed as: NELSON ROBERTS INVESMENT ADVI Service code 26 · EIN 12-7381251 | Advisory (Participants) | $28,383 |
BOS2 years Service code 26 · EIN 94-3241802 | Advisory (Participants) | $26,573 |
LMCG INVESTMENTS LLC4+ years Service code 26 · EIN 27-0282607 | Advisory (Participants) | $21,761 |
DUNCAN ASSET MANAGEMENT4+ years Service code 26 · EIN 26-8429778 | Advisory (Participants) | $19,947 |
ASPIRIANT LLC1 year Service code 26 · EIN 26-1518255 | Advisory (Participants) | $19,121 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $245,951 | $88,874+176.7% | $123,553+99.1% | $75,289+226.7% |
| Participation rate | 95.7% | 75.9%+19.9pp | 82.3%+13.4pp | 72.4%+23.3pp |
| Annual return | 3.00% | 4.22%-1.2pp | 119.21%-116.2pp | -0.04%+3.0pp |
| Employer contribution / active EE | $9,195 | $3,256+182.4% | $4,628+98.7% | $2,405+282.3% |
| Participant deferral / active EE | $13,197 | $6,174+113.8% | $6,426+105.4% | $3,739+253.0% |
| Admin fee / account holder | $215 | $95+127.0% | $9,284-97.7% | $102+109.8% |