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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.1+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $248,437 |
FIRST REPUBLIC INVESTMENT MANA1+ years Service code 26 · EIN 22-3623353 | Advisory (Participants) | $43,493 |
CHARLES SCHWAB & CO., INC.1+ years Service code 33 · EIN 94-1737782 | Securities brokerage; Direct payment ... | $37,278 |
STEARNS FINANCIAL SERVICES1+ years Filed as: STEARNS FINANCIAL SERVICES GROUP Service code 26 · EIN 59-3080009 | Advisory (Participants) | $28,461 |
DUNCAN ASSET MANAGEMENT1+ years Service code 26 · EIN 26-8429778 | Advisory (Participants) | $27,748 |
DOWLING & YAHNKE LLC1+ years Service code 26 · EIN 26-0266092 | Advisory (Participants) | $20,302 |
OUM & CO. LLP1+ years Service code 10 · EIN 94-2682998 | Accounting | $17,200 |
KCM INVESTMENT ADVISORS LLC1+ years Service code 26 · EIN 91-1756649 | Advisory (Participants) | $15,240 |
PEOPLES UNITED BANK1+ years Filed as: NELSON ROBERTS INVESMENT Service code 26 · EIN 12-7381251 | Advisory (Participants) | $14,590 |
SENTINEL WEALTH MANAGEMENT INC.1+ years Service code 26 · EIN 22-3860643 | Advisory (Participants) | $12,788 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $216,331 | $86,791+149.3% | $115,038+88.1% | $59,188+265.5% |
| Participation rate | 94.8% | 72.8%+22.0pp | 81.4%+13.5pp | 69.4%+25.4pp |
| Annual return | -0.25% | 4.44%-4.7pp | 26.14%-26.4pp | 5.51%-5.8pp |
| Employer contribution / active EE | $9,272 | $2,950+214.4% | $4,608+101.2% | $2,098+342.0% |
| Participant deferral / active EE | $11,624 | $5,298+119.4% | $6,026+92.9% | $3,265+256.0% |
| Admin fee / account holder | $185 | $95+94.6% | $8,175-97.7% | $92+100.3% |