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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.2+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $265,651 |
FIRST REPUBLIC INVESTMENT MANA2+ years Service code 26 · EIN 22-3623353 | Advisory (Participants) | $44,938 |
CHARLES SCHWAB & CO., INC.2+ years Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $42,131 |
STEARNS FINANCIAL SERVICES2+ years Filed as: STEARNS FINANCIAL SERVICES GROUP Service code 26 · EIN 59-3080009 | Advisory (Participants) | $29,751 |
DUNCAN ASSET MANAGEMENT2+ years Service code 26 · EIN 26-8429778 | Advisory (Participants) | $28,988 |
DOWLING & YAHNKE LLC2+ years Service code 26 · EIN 26-0266092 | Advisory (Participants) | $26,129 |
OUM & CO. LLP2+ years Service code 10 · EIN 94-2682998 | Accounting | $16,150 |
KCM INVESTMENT ADVISORS LLC2+ years Service code 26 · EIN 91-1756649 | Advisory (Participants) | $15,986 |
PEOPLES UNITED BANK2+ years Filed as: NELSON ROBERTS INVESMENT Service code 26 · EIN 12-7381251 | Advisory (Participants) | $14,965 |
SENTINEL WEALTH MANAGEMENT INC.2+ years Service code 26 · EIN 22-3860643 | Advisory (Participants) | $13,085 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $231,402 | $85,635+170.2% | $123,894+86.8% | $63,975+261.7% |
| Participation rate | 94.9% | 74.9%+19.9pp | 81.4%+13.4pp | 71.1%+23.7pp |
| Annual return | 9.06% | 15.74%-6.7pp | 47.52%-38.5pp | 48.65%-39.6pp |
| Employer contribution / active EE | $9,279 | $3,076+201.6% | $4,617+101.0% | $2,182+325.3% |
| Participant deferral / active EE | $12,351 | $5,667+118.0% | $5,984+106.4% | $3,356+268.0% |
| Admin fee / account holder | $205 | $75+174.0% | $8,357-97.5% | $70+191.5% |