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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.3 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $636,143 |
UBS FINANCIAL SERVICES INC4 years Filed as: UBS FINANCIAL SERICES INC. Service code 28 · EIN 13-2638166 | Investment Management | $84,193 |
CHARLES SCHWAB & CO., INC.2 years Service code 33 · EIN 94-1737782 | Direct payment from the plan; Securit... | $704 |
CHARLES SCHWAB & CO., INC.2 years Filed as: CHARLES SCHWAB & CO AND AFFILIATES Service code 59 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $94,014 | $111,651-15.8% | $86,868+8.2% | $101,517-7.4% |
| Participation rate | 88.5% | 83.2%+5.2pp | 71.6%+16.8pp | 74.6%+13.9pp |
| Annual return | 14.83% | 19.55%-4.7pp | 63.53%-48.7pp | 21.00%-6.2pp |
| Employer contribution / active EE | $4,427 | $3,410+29.8% | $2,496+77.4% | $2,973+48.9% |
| Participant deferral / active EE | $4,618 | $4,831-4.4% | $3,699+24.8% | $4,873-5.2% |
| Admin fee / account holder | $69 | $79-12.9% | $5,829-98.8% | $139-50.6% |