| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.4+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $481,313 |
Filed as: UBS FINANCIAL SERICES INC. Service code 27 · EIN 13-2638166 | Advisory (Plan) | $77,613 |
KPMG LLP4+ years Service code 10 · EIN 13-5565207 | Accounting | $42,000 |
CHARLES SCHWAB & CO., INC.4+ years Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $24 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $69,959 | $87,358-19.9% | $68,612+2.0% | $68,904+1.5% |
| Participation rate | 89.5% | 80.2%+9.3pp | 72.2%+17.2pp | 74.1%+15.4pp |
| Annual return | -4.33% | -3.98%-0.4pp | -4.63%+0.3pp | 1.07%-5.4pp |
| Employer contribution / active EE | $4,670 | $3,082+51.5% | $2,625+77.9% | $2,540+83.8% |
| Participant deferral / active EE | $4,448 | $4,259+4.4% | $3,311+34.3% | $4,015+10.8% |
| Admin fee / account holder | $72 | $68+6.2% | $5,131-98.6% | $71+0.6% |