| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.2 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $545,088 |
UBS FINANCIAL SERVICES INC3 years Filed as: UBS FINANCIAL SERICES INC. Service code 28 · EIN 13-2638166 | Investment Management | $81,740 |
Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $155 |
Filed as: CHARLES SCHWAB & CO AND AFFILIATES Service code 59 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $81,868 | $225,489-63.7% | $81,726+0.2% | $93,223-12.2% |
| Participation rate | 90.2% | 80.7%+9.5pp | 72.0%+18.2pp | 74.9%+15.3pp |
| Annual return | 17.42% | 14.44%+3.0pp | 29.49%-12.1pp | 19.29%-1.9pp |
| Employer contribution / active EE | $5,991 | $3,151+90.1% | $4,311+39.0% | $2,680+123.6% |
| Participant deferral / active EE | $4,346 | $4,408-1.4% | $7,108-38.9% | $4,563-4.7% |
| Admin fee / account holder | $59 | $185-68.1% | $5,160-98.9% | $79-25.5% |