| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC1+ years Filed as: UBS FINANCIAL SERVICES, INC. Service code 28 · EIN 13-2638166 | Investment Management | $91,250 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $62,000 |
KPMG LLP1+ years Service code 10 · EIN 13-5565207 | Accounting | $34,114 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $27 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB & CO INC AND AFFIL Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB & CO. INC. Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $76,991 | $54,890+40.3% | $63,244+21.7% | $59,188+30.1% |
| Participation rate | 92.8% | 75.6%+17.2pp | 71.0%+21.8pp | 69.4%+23.4pp |
| Annual return | 0.66% | 4.56%-3.9pp | -70.31%+71.0pp | 5.51%-4.8pp |
| Employer contribution / active EE | $4,566 | $1,831+149.4% | $2,322+96.6% | $2,098+117.6% |
| Participant deferral / active EE | $4,628 | $2,803+65.1% | $2,953+56.7% | $3,265+41.7% |
| Admin fee / account holder | $29 | $66-56.4% | $5,893-99.5% | $92-68.7% |