| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.3+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $456,468 |
UBS FINANCIAL SERVICES INC3+ years Filed as: UBS FINANCIAL SERVICES, INC. Service code 28 · EIN 13-2638166 | Investment Management | $93,094 |
KPMG LLP3+ years Service code 10 · EIN 13-5565207 | Accounting | $75,600 |
CHARLES SCHWAB & CO., INC.3+ years Filed as: CHARLES SCHWAB & CO INC AND AFFIL Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.3+ years Filed as: CHARLES SCHWAB & CO. INC. Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $85,932 | $94,339-8.9% | $75,501+13.8% | $177,276-51.5% |
| Participation rate | 75.2% | 80.3%-5.1pp | 72.4%+2.9pp | 74.8%+0.4pp |
| Annual return | 20.92% | 18.58%+2.3pp | 27.35%-6.4pp | 21.25%-0.3pp |
| Employer contribution / active EE | $4,217 | $2,982+41.4% | $2,352+79.3% | $2,479+70.1% |
| Participant deferral / active EE | $4,014 | $3,974+1.0% | $3,142+27.7% | $3,881+3.4% |
| Admin fee / account holder | $84 | $53+58.0% | $5,801-98.6% | $154-45.7% |